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https://semianalysis.com/2024/02/03/semianalysis-compliance-policies/(semianalysis.com)SemiAnalysis has adopted a comprehensive compliance program managed by a third-party firm, adhering to standards similar to those of FINRA for its research practices. The policies include annual staff training on topics like handling material non-public information (MNPI), cybersecurity, and regulatory risks. Employees face trading restrictions on securities within the Semiconductor and AI sectors, and all institutional research is reviewed by a Supervisory Analyst before publication. The firm clarifies that it does not offer investment advice or price targets but provides analysis on industry performance metrics like revenue, cost, and margins.
0 points•by will22•1 hour ago